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Risk & Compliance

Ensure enhanced risk management and rigorous compliance controls.

The modern economy is fraught with pitfalls and dangers, making prudent risk management and compliance essential for any successful business. Clients leverage SG Analytics’ custom risk and compliance support to address regulatory, market, and operational risk. We also provide compliance support to deliver enhanced compliance monitoring at substantially lower costs, while ensuring 100% adherence to regulatory requirements.

Risk Management

  • Ensure compliance with applicable regulations including risk-weighted asset calculation, on and off-balance sheet exposure
  • Address market risk including VaR calculations, volatility modeling, and Monte Carlo simulations
  • Address operational risks including counterparty efficiency and leverage robust middle office and back office analytics support

Compliance Support

  • Enhanced compliance monitoring including post-trade monitoring, e-communication monitoring, and personal trade monitoring
  • Guideline coding and monitoring across asset classes
  • Robust anti-money laundering support to monitor and investigate flagged transactions, identify high-risk accounts, and incorporate findings in the SAR
  • Identify and remediate gaps in KYC information, profile customers, and perform due diligence including CDD and EDD
  • Multiple engagement models including dedicated offshore teams, onsite deployment (including captives), and temporary staff augmentation support
  • Client Examples

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